State One

About State One

State One is an independent Australian-owned financial services group. We are not related to any non-Australian entity. State One has been operating since 1993. State One Stockbroking Ltd became a full Market Participant of the Australian Securities Exchange Ltd ("ASX") in 2000 and Chi-X Australia Pty Ltd (“Chi-X”) in 2012. State One Capital Group staff exceeds 40 in number,with offices in Perth and Sydney. At State One the focus is heavily on the quality of service we provide to our clients.

State One offers:

  • client advisory broking services, under the State One Stockbroking Ltd brand;
  • corporate fundraisings - raising seed capital, sponsoring Initial Public Offerings and managing equity placements;
  • Non-advisory broking under the amscot brand.

State One and its staff have won numerous awards for their service.

As a full trading, clearing and settlement Participant of ASX and a trading Participant of Chi-X your assets with State One are afforded the protection of the National Guarantee Fund. Holdings are at all times kept in your name and cannot be transferred or on-lent without your permission.

State One's Executive Chairman, Alan Hill, a Fellow of the Securities Industry, has been engaged in stockbroking and related activities since 1979. He has extensive experience in equity research; client advice; corporate advice; equity fund-raisings; and stockbroking management. Mr Hill was regularly voted one of South Africa's leading resources analyst for the period 1979 - 1988. He returned to Australia in 1988. He is supported by an experienced team of stockbroking professionals.

Mr Preben Hansen is Group Finance Director for all companies in the State One Capital Group. Mr Hansen has been with State One since 2002.

Mr Richard Mollet is Administration & Compliance Director for all companies in the State One Capital Group. He has more than 20 years experience in the Australian stockbroking industry.

Mr Graeme Johnson is our Head of Private Clients Division in Perth. He has more than 10 years experience with State One.

Mr David Zhang is our Head of Private Clients in Sydney.

State One has:

  • at all times encouraged its clients to pursue conservative gearing structures;
  • never actively encouraged the lending of stocks to other parties;
  • at all times dealt only with leading financial institutions. Currently the key intermediaries which State One employs are: NAB, Macquarie Bank and the Bendigo Bank subsidiary, Leveraged Equities.

Both State One Stockbroking Ltd and its associate, State One Equities Pty Ltd, have capital reserves which are well in excess of the requirements as prescribed by ASIC, ASX and Chi-X. Furthermore, the State One Capital Group has a very conservative financial structure, with absolutely no debt of any form in any group companies at the time of writing.

IPOs & Placements

The State One Capital Group regularly offers our clients stock in IPOs and placements.

  • Click here for further information, or here to register your interest in being added to the
    State One capital raising list.